Vanguard fined more than $100 million by SEC over violations involving target date retirement funds
The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...
Vanguard to pay more than $100 million to SEC over violations involving target date retirement funds
Asset management giant Vanguard has been fined more than $100 million to settle charges related to disclosures around target ...
Vanguard to pay $106 million in SEC accord after saddling investors with big tax bills
Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...
Vanguard to pay $106.4 million to settle US SEC charges, regulator says
The SEC found that retail investors in certain Vanguard target retirement funds faced higher tax liabilities and were ...
Vanguard to pay $106M to settle SEC charges over TRF disclosure violations
The Vanguard Group Inc., one of the world's largest asset managers, will pay a $106.41M penalty to resolve charges for ...
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Vanguard to pay SEC $106M to settle violations over ‘misleading’ target date fund statements
In addition to the $40 million Vanguard agreed to pay to investors as part of a class action suit in November, the SEC now ...
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Vanguard Hit With Record $106M SEC Fine
A major SEC fine against Vanguard reveals serious issues with target date retirement funds. The $106 million penalty ...
Vanguard to Pay $106 Million in Restitution to Retirement Fund Investors
An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...
Which Vanguard ETFs Offer the Highest Dividend Yields?
It shouldn't be surprising that this Vanguard ETF offers the highest dividend yield. Utility stocks have been a long-time ...
Vanguard's $106 million target-date fund settlement offers a key lesson about taxes
Investors can boost their after-tax returns by pairing assets with taxable accounts or tax-advantaged retirement accounts like 401(k) plans and IRAs.
Arkadios Wealth Advisors Raises Position in Vanguard U.S. Momentum Factor ETF (BATS:VFMO)
Arkadios Wealth Advisors lifted its stake in shares of Vanguard U.S. Momentum Factor ETF (BATS:VFMO – Free Report) by 10.5% during the fourth quarter, Holdings Channel reports. The fund owned 1,938 ...
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Vanguard to pay $106 million to settle SEC charges over misleading TDF disclosures
Vanguard group will pay $106.4 million to settle charges brought by the Securities and Exchange Commission and state ...